Sign in
Subscribe to newsletters Sign in
MENU

MFDA approves settlement, permanently bans retired FundEX advisor

By The IJ Staff | September 26 2019 01:15PM
The Mutual Fund Dealers Association (MFDA) announced that it has approved a settlement agreement between MFDA staff and a 27-year industry veteran.

This article is for PROs exclusively

Read the whole article….

PRO

$9.95 / month

Invest in your career and go PRO now!:

Each of its 6 annual issues offers you:

  • Exclusive headlines and daily scoops
  • Disciplinary decision news
  • On the move in the industry

Receive the Insurance Journal at your office or home:

  • 6 issues/year
  • In-depth articles and studies related to the insurance industry
  • Insighful data to feed your analysis and convince your clients
  • Exclusive interviews with industry leaders
Publicité
The most popular in Investment
WealthBar announces acquisition
Regulator issues over $300K in fines and costs
Franklin Templeton hires, appoints new business leaders
Headlines
WealthBar announces acquisition
Regulator issues over $300K in fines and costs
FSRA releases principles for standardizing guidance
Publicité
Related to the same topic …
Investment
Disciplinary
Flash
Disciplinary Decisions
MUTUAL FUNDS DEALERS ASSOCIATION OF CANADA (MFDA)