MENU

MFDA fines rep $11,500 for using pre-signed forms

By The IJ Staff | February 03 2020 01:30PM
A Stratford, Ontario representative has been fined $11,500 and will pay costs of $2,500 after a hearing panel of the Mutual Fund Dealer’s Association of Canada accepted a settlement agreement.

This article is reserved to PRO Level subscribers

Read the whole article….

PRO

$9.95 / month

Advertisement
Related to the same topic …