The Canadian Foundation for Advancement of Investor Rights (FAIR Canada) has published a wish list of investor protectio…

It’s not often that an investors’ rights group and an industry association eagerly agree on the same topic. But when it …

An outside recommendation to compel Canadian investment firms to abide by the compensation decisions of the Ombudsman fo…

A financial incentive capped at $1.5 million is “highly inadequate” to attract would-be whistleblowers who could be putt…

Advocis is asking its 11,000 members to survey their clients primarily to determine what consumers think about the way t…

Does disclosure to retail clients really work? Three regulators, three behavioural research professionals and a lawyer t…

A Liberal member of the Ontario legislature has introduced a private member’s bill that if passed, would create a single…