New Quadrus president actively integrating Excel

Tim Prescott's successor is about to wrap up the transfer of Excel Private Wealth clients and is forming his Québec team…

INVESTMENT | April 25 2022 10:10AM
Sanctions on Russia may affect a wide array of market participants

The Canadian Securities Administrators is encouraging market participants to get expert advice on how to ensure they fol…

SOCIETY | March 15 2022 10:57AM
Advisors need ESG training

Greenwashing and the lack of responsible investing standards are major concerns.

INVESTMENT | February 16 2022 03:45PM
Expert panel weighs in on client focused reforms

These reforms are sweeping and are intended to have a very substantial impact on the relationship between firms and thei…

INVESTMENT | December 28 2021 10:45AM
Investor Advisory Panel to be set up by the spring

The Canadian Securities Administrators will be accepting nominees for new Investor Advisory Panel.

INVESTMENT | December 07 2021 10:45AM
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Timeline announced for creation of new self-regulatory organization

The Canadian Securities Administrators has established a timeline for the creation of a new SRO, consolidating the MFDA …

INVESTMENT | November 19 2021 10:30AM
Regulators propose climate disclosure requirements for comment

The Canadian Securities Administrators say the requirements will improve the comparability of the information issuers di…

INVESTMENT | October 22 2021 10:00AM