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CSA bans DSC sales charges in all provinces – except Ontario

The Canadian Securities Administrators has announced that it will adopt rules, effective Feb. 20, 2020, that will lead t…

INVESTMENT | February 20 2020 01:44PM
Regulators will analyze trading fee rebate payments if the U.S. moves ahead as well

The Canadian Securities Administrators (CSA) says it will look at the effects of prohibiting marketplace trading fee reb…

INVESTMENT | January 24 2020 02:00PM
Crypto-asset traders may be subject to securities legislation

The Canadian Securities Administrators (CSA) has published Staff Notice 21-327. In it, regulators describe situations wh…

INVESTMENT | January 16 2020 01:33PM
Regulators to ban embedded commissions

Canadian securities regulators have announced they will ban two types of commissions embedded in some mutual fund purcha…

INVESTMENT | December 19 2019 01:47PM
CSA to review IIROC and MFDA regulations

The Canadian Securities Administrators (CSA) announced today that it will undertake a review of the regulatory framework…

INVESTMENT | December 12 2019 02:45PM
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Regulators call out cannabis companies

The Canadian Securities Administrators (CSA) says regulators in multiple jurisdictions have observed instances of inadeq…

INVESTMENT | November 13 2019 10:30AM
Liquid alt funds market set to grow rapidly

Once the purview of well-heeled institutional investors, the nascent market for liquid alternative funds is expected to …

INVESTMENT | October 08 2019 10:14AM