Seg fund deferred sales charge rules officially take effect February 14.
A national standard project is expected to be filed in 2024.
Annual statement shows rising agent contracts in independent distribution channels.
Regulatory organization publishes three-year strategic plan
Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.
Regulators jointly issue statement announcing committee’s intent to provide implementation support.
Consultation results and regulatory conclusions published following feedback period.