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Incorporation of mutual fund advisors not part of new SRO’s agenda

Quebec regulator, the AMF, clarified the transition to the new framework.

INVESTMENT | May 31 2022 10:22AM
Regulators propose enhanced disclosure framework for segregated fund contracts

The CSA and the CCIR jointly published proposals aimed at enhancing total cost reporting for both investment funds and f…

LIFE INSURANCE | April 29 2022 10:08AM
Regulators publish core principles for insurance intermediaries

The Canadian Insurance Services Regulatory Organizations’ set of core principles aim to ensure the fair treatment of cus…

SOCIETY | April 07 2022 10:38AM
Insurance regulators release fair treatment of customers guidance governing incentives

The new FTC related guidance sets out expectations for insurers and intermediaries who pay compensation and design incen…

SOCIETY | February 18 2022 10:32AM
Insurance regulators agree with banning deferred sales charges

The Canadian Council of Insurance Regulators and the Canadian Insurance Services Regulatory Organizations agree there is…

LIFE INSURANCE | February 11 2022 10:43AM
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Regulators want insurers to end Best Terms Pricing on subscription policies

CCIR expects timely transition from Best Terms Pricing

P&C | December 06 2021 09:00AM
Regulators publish annual conduct report examining insurers’ practices

The Canadian Council of Insurance Regulators’ report provides a way for insurers to compare their policies, procedures a…

SOCIETY | December 01 2021 10:16AM