Employed since 1997, representative sanctioned for 2020 improprieties uncovered during review.
Announcement states there are reasons to believe agent won’t conduct business lawfully.
Facilitated trade that allowed client’s spouse to abscond with $10,000.
Coverage ended when he resigned from one firm, error not discovered until a year later.
Unlicensed trio ordered to cease acting as insurance agents.
Borrowing money from clients and misleading member also ends in permanent ban.
After launching a daycare, representative also ordered to pay $25,000 in fines and costs.