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Dealing representative fined for unauthorized redemption

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By Kate McCaffery | April 4, 2023, 10:52 a.m.
Flash | SUN LIFE FINANCIAL | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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Facilitated trade that allowed client’s spouse to abscond with $10,000.

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SUN LIFE FINANCIAL
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Disciplinary Decisions