He was also fined $17,500 and costs totalling $2,500.

He admitted that he signed the signature of eight clients on eight account forms and submitted them for processing.

Four of the reps being disciplined come from the same firm.

She was also fined $125,000.

He was fined $140,000 and banned permanently.

He was also permanently banned from being registered as a mutual fund salesperson.

The advisor has agreed to pay a fine in the amount of $25,000 and costs of $2,500.