Fund salesperson banned for outside activities

Regulator issues notice of proposal to revoke insurance licenses as well.

LIFE INSURANCE | September 23 2022 03:46PM
Ontario regulator releases final guidance on operational risk in auto underwriting

Current iteration does not create new obligations but does lay foundation for compliance requirements in the future.

P&C | September 22 2022 10:48AM
Regulator extends license suspension for agent accused of fraud

Ontario adds two months to existing 10-month suspension, along with continuing education and supervisory conditions.

LIFE INSURANCE | September 21 2022 10:18AM
Regulator suspends more than one hundred Ontario health service providers

Practitioners with suspended licenses cannot receive direct payment from insurance companies.

HEALTH | September 13 2022 09:19AM
Regulator warns credit unions to comply with messaging requirements

Eighty-two per cent of credit unions present non-compliant deposit insurance messaging.

INVESTMENT | September 08 2022 10:29AM
Ontario regulator approves another credential

The Canadian Securities Institute's Designated Financial Services Advisor (DFSA) designation can now be a credential for…

SOCIETY | September 02 2022 05:02PM
Regulator proposes to levy more than $283,500 in administrative penalties

Reasons recount coercion, unreported outside business activities and additional regulatory actions being brought against…

INVESTMENT | September 02 2022 10:00AM