Manulife Asset Management has appointed Jamie Robertson to be a senior portfolio manager at its Portfolio Solutions Grou…
In proposals released yesterday, the Mutual Fund Dealers Association (MFDA) says advisors should not be allowed to call …
The Investment Industry Regulatory Organization of Canada (IIROC) has fined Rizwan Suleiman $30,000 and suspended him fo…
The Mutual Fund Dealers Association (MFDA) says advisors should satisfy additional proficiency requirements before they …
On May 27, the Mutual Fund Dealers Association (MFDA) announced that it had approved two separate settlement agreements …
Despite concerns expressed by dealers late last year, the Investment Industry Regulatory Organization of Canada (IIROC) …
Two advisors who used pre-signed forms to save their clients trips to the office have been fined by the Mutual Fund Deal…
