In this new role, the appointee will lead the company’s investment strategy for its advisory network.

An MFDA hearing panel has fined a mutual fund representative after he admitted making changes to client forms without ge…

At a recent meeting, the IIROC board approved new relief measures for dealer members who are experiencing difficulties c…

A branch manager has been fined $12,500 under a settlement agreement. He admitted to obtaining, and in some instances us…

Advocis, The Financial Advisors Association of Canada, has announced that it is teaming up with the Canadian Securities …

As more exchange-traded fund products come to market, both passive and active, Jeff Hull, senior financial advisor at Ma…

Seneca is the first postsecondary institution in Canada to have a graduate-level program in financial planning approved …