The CSA, IIROC and MFDA today released a joint notice highlighting their concerns about some registered firms' complaint
The financial services industry is not known for its willingness to take risks, but a number of Canadian insurers have o
Digital advice is not a passing fancy that will go away in a few years’ time but the good news for traditional financial
FAIR Canada is calling on the Canadian Securities Administrators to address sales practices at banks.
If regulators are saying they believe embedded commissions encourage “sub-optimal behaviour,” now may well be the time t
Advocis has issued a call to arms to its members, urging them to connect with their clients to participate in a consumer
The Canadian Foundation for Advancement of Investor Rights (FAIR Canada) has published a wish list of investor protectio