Advisors will be required to collect the name and contact information of a trusted contact person (TCP) from vulnerable …

New rules remove barriers to crowdfunding prospectus exemption.

Fines and jail terms highlight CSA report on investor protection.

Majority of survey respondents, 91 per cent, say there are barriers preventing them from discussing financial matters wi…

Joint Forum of Financial Market Regulators say its members will move “in lockstep” with investment regulators on investm…

The Ontario Securities Commission has officially adopted a number of amendments, ending the sale of deferred sales charg…

The Investment Industry Regulatory Organization of Canada’s priorities include advancing investor protection initiatives…