Consultation results and regulatory conclusions published following feedback period.
First enhanced annual reports for investors mandatory for the year ending December 31, 2026.
Joint regulatory guidance clarifies fair treatment expectations related to remuneration.
Rules would apply to new and existing contracts after June 1, 2023.
Recently released guidelines are aimed to help clients, especially the most vulnerable, get the fair treatment they dese
With the explosion of digital technology, special attention must be paid to vulnerable clients.
Upfront commissions and deferred sales charges discussed in regulatory call for comments.