Saskatchewan court rulings and regulation prohibit investors from investing unlimited amounts in their universal life po…
The Mutual Fund Dealers Association of Canada is making inroads into lowering the number of altered forms cases taking p…
Client statements and promotional statements were among the most problematic deficiencies identified by BCSC compliance …
The Financial Services Regulatory Authority of Ontario is reminding life insurers to take appropriate action if an agent…
In an open letter, the Canadian Securities Administrators responded to a final report issued by the Ontario Capital Mark…
Stakeholders are being asked to provide their comments and observations about the paper to the Canadian Council of Insur…
The firm submitted this request to the federal Minister of Finance.
