The Mutual Fund Dealers Association of Canada is making inroads into lowering the number of altered forms cases taking p
Lawyers representing dealers and advisors say they are not in favour of giving the Ombudsman for Banking Services and In
Digital advice is not a passing fancy that will go away in a few years’ time but the good news for traditional financial
Regulators routinely “threaten” and “muscle” mutual fund dealers into accepting client settlements, said lawyers on a pa