Three policy options proposed to align mutual fund and investment dealer rules.

Regulators work together on title protection to eliminate regulatory duplication.

Lower court decisions side with insured who claimed water damage losses.

Securities regulators seek comment until April 17.

Costs grew faster in 2021-2022 than in the previous five years.

Failing to supervise registered representative who himself ignored red flags ends in sanction.

Trial evidence raises concerns regarding the manner in which disability claims are handled.