Regulator imposes $30k fine for pre-signed forms

A representative admits he obtained, possessed and in some instances used to process transactions, 80 per-signed account…

INVESTMENT | September 15 2021 03:40PM
RBC Global Asset Management caps several funds

The capped funds will be closed to new investors as of September 15, 2021.

INVESTMENT | September 08 2021 07:27AM
Another insurer cuts deferred sales charges from its funds

Canada Life's mutual fund subsidiary drops deferred charges on its funds.

LIFE INSURANCE | August 24 2021 09:49AM
Assets in both mutual funds and ETFs rise in July

Balanced funds and equity ETFs biggest winners.

INVESTMENT | August 20 2021 11:49AM
Sustainable funds continue to grow at a rapid pace

Sustainable investments continued to outperform their respective category peers, says a Morningstar report.

INVESTMENT | July 29 2021 02:00PM
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Regulator sanctions advisor for inappropriate deferred sales charge fund sale

The advisor admitted recommending a trade in a mutual fund that unnecessarily subjected a client to a deferred sales cha…

INVESTMENT | July 15 2021 11:46AM
Former rep banned

Borrowing from friends and an undisclosed consumer proposal led to the ban.

INVESTMENT | July 05 2021 10:30AM