Advisor permanently banned and fined almost $1 million

Calgary advisor falsified statements and borrowed money from clients.

LIFE INSURANCE | December 23 2021 10:28AM
Both mutual fund and exchange traded fund assets grew in November

Balanced mutual funds were the biggest gainer during the month.

LIFE INSURANCE | December 22 2021 10:31AM
Regulator imposes sanctions for pre-signed and altered forms

The Mutual Fund Dealers Association of Canada has announced two separate settlement agreements involving pre-signed form…

LIFE INSURANCE | December 20 2021 09:00AM
Credential Asset Management to pay $600,000 in fines

Two regulators have both entered into settlement agreements with Vancouver-based Credential Asset Management over the fi…

LIFE INSURANCE | December 14 2021 10:00AM
Two reps and one assistant sanctioned

Three dealing representatives – two primary approved persons and their assistant – with Sun Life Investment Services (Ca…

LIFE INSURANCE | December 07 2021 04:45PM
Net sales of mutual funds declined in October

Mutual fund net sales for October were down considerably month-over-month, but net assets continue to rise.

INVESTMENT | November 23 2021 10:33AM
Mutual fund and exchange traded fund sales pull back in September

The Investment Funds Institute of Canada has published its September 2021 investment fund net sales and net asset figure…

INVESTMENT | October 25 2021 04:00PM