The Ombudsman for Banking Services and Investments today released its annual report for 2017. The number of cases invest…

The CSA, IIROC and MFDA today released a joint notice highlighting their concerns about some registered firms' complaint…

An outside recommendation to compel Canadian investment firms to abide by the compensation decisions of the Ombudsman fo…

Regulators routinely “threaten” and “muscle” mutual fund dealers into accepting client settlements, said lawyers on a pa…

A third-party review of the OBSI has found that the organisation is unable to fulfil a true ombudsman’s role because it …

FAIR Canada is pleased that regulators are considering a statutory best interest standard, but it believes Canada needs …

The Ombudsman for Banking Services and Investments (OBSI) has recommended that Sentinel Financial Management compensate …