Investment industry association makes submission to banking and investment ombudsman

Encourages a change in board representation to more accurately reflect all affected stakeholders.

INVESTMENT | February 03 2023 10:47AM
Joint regulators publish 2021 annual report

The report details the rate at which firms offer client compensation below Ombudsman’s recommendations.

INVESTMENT | November 10 2022 09:56AM
Securities commission appoints new investor advisory panel members

Panel to advise and comment on initiatives, considering the views of investors.

SOCIETY | September 15 2022 03:00PM
Securities regulators publish business plan progress

Canadian Securities Administrators delivers final progress report on three-year business plan.

INVESTMENT | June 21 2022 10:50AM
Regulators issue joint response to ombudsman evaluation

Independent report published; regulators say they will consider next steps.

INVESTMENT | June 15 2022 10:49AM
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Investment and banking ombudsman case volumes reach all-time high

The Ombudsman for Banking Services and Investments has released its year-end complaint volume figures for 2021.

SOCIETY | February 18 2022 10:15AM
Fairness shortcomings highlighted in feedback to banking Ombudsman review

The Investment Funds Institute of Canada has provided feedback to consultation regarding investment-related complaints m…

INVESTMENT | February 02 2022 10:10AM