The representative admitted to using pre-signed account forms and to altering account forms without obtaining client ini…

The rep used altered forms to process transactions for 17 different clients without having clients initial the alteratio…

Advisor used pre-signed account forms, contrary to MFDA rules.

In two separate cases, the Mutual Fund Dealers Association of Canada has fined advisors who altered account forms withou…

An advisor was fined $16,000 plus a specialty penalty after changing pre-signed account firms.

iA Financial Group has announced a management reorganization involving two business units. Among the changes, iA has app…

iA Financial Group announced that it has grouped four subsidiaries under iA Wealth, a new brand. These subsidiaries are …