Representative ordered to pay $27,500.

Two forms and 30 altered forms, some dating back to 2016, costs rep $24,500.

Tasked with growth mandate, new executive vice president will oversee four businesses.

Experienced dealing representative fined $50,000 for trades made to maintain model portfolios.

Altered forms also discovered during 2020 branch audit.

Pre-signed and altered account forms also discovered during the course of firm’s investigation.

Forms signed in 2017 discovered in 2021 file review.