The unit will serve the firm’s growing client base of First Nations and Indigenous institutional investors.

FP Canada announced the recipients of the QAFP Exam Award of Merit for the May 2021 sitting.

The discretionary trading was discovered after the two clients submitted a complaint to CIBC about trading losses.

CDRs launched in Canada.

The six new solutions aim to have a lower carbon footprint and energy sector exposure than broad market indices.

In addition to the fine, the rep was also permanently barred for misappropriating client funds.

The company also has a new board member.