En raison de la grève de Postes Canada, il y aura un délai dans la livraison des livres.

Regulator proposes cease and desist order against Greatway Financial

In the proposal, FSRA alleges the firm is committing acts that could result in unfair or deceptive acts or practices in …

LIFE INSURANCE | October 25 2022 10:40AM
Joint regulatory review takes aim at tiered recruitment managing general agencies

Agents and insurers contracted with three managing general agencies under review.

LIFE INSURANCE | September 29 2022 10:59AM
Fraud and misrepresentation nets life agent fine and five-year ban

The agent made false and misleading statements and representations in the solicitation or registration of insurance poli…

LIFE INSURANCE | June 07 2022 03:13PM
B.C. advisor permanently banned after setting up outside business

She was also fined $125,000.

INVESTMENT | October 08 2021 08:30AM
Regulator bans advisor and issues $50k fine

The Mutual Fund Dealers Association of Canada says the advisor failed to cooperate with an investigation.

INVESTMENT | August 30 2021 04:57PM
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Empire Life announces collaboration to sell seg fund product via WFG advisors

Empire Life has announced a strategic collaboration with Canoe Financial to deliver a new segregated fund product exclus…

INVESTMENT | January 21 2021 03:49PM
MFDA publishes reasons for suspending former advisor

The Mutual Fund Dealers Association of Canada has issued its reasons for deciding that a former advisor be barred from w…

INVESTMENT | January 06 2020 01:12PM