In the proposal, FSRA alleges the firm is committing acts that could result in unfair or deceptive acts or practices in
Agents and insurers contracted with three managing general agencies under review.
The agent made false and misleading statements and representations in the solicitation or registration of insurance poli
She was also fined $125,000.
The Mutual Fund Dealers Association of Canada says the advisor failed to cooperate with an investigation.
Empire Life has announced a strategic collaboration with Canoe Financial to deliver a new segregated fund product exclus
The Mutual Fund Dealers Association of Canada has issued its reasons for deciding that a former advisor be barred from w