Fine and one-year ban issued for sending client information to a third party

Latest representative sanctioned for participating in Wealthsimple Advisor onboarding process.

INVESTMENT | October 11 2023 09:42AM
Would-be representative sanctioned for disclosing client information to defunct firm

Gave Wealthsimple Advisor Services access to extensive client information in a bid to switch firms.

INVESTMENT | June 06 2023 10:48AM
Defunct Wealthsimple Advisor fined

Firm also accessed another firm’s back office using would-be rep’s login credentials.

INVESTMENT | November 30 2022 10:40AM
Promutuel invests in a venture capital fund

Promutuel Insurance is investing in Portage Ventures’ third venture capital fund.

ENTREPRENEURSHIP | March 25 2022 09:37AM
Mackenzie and Wealthsimple introduce Shariah-compliant ETF

The new offering gives Canadian investors access to global Shariah-compliant companies.

INVESTMENT | May 13 2021 03:00PM
Most wealthy Canadian investors should be more diversified, says Paul Desmarais III

Most high net-worth Canadians are “way overweight” in Canadian products when they should be more diversified internation…

INVESTMENT | May 05 2021 08:26AM
Wealthsimple raises $114 million

Fintech Wealthsimple is part of the Power Corporation of Canada group, parent company of Great-West Lifeco and IGM Finan…

LIFE INSURANCE | October 19 2020 11:40AM