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GMP Capital enters purchase agreement with Richardson Financial Group

GMP Capital Inc. announced Aug. 13 that it has entered a definitive purchase agreement with Richardson Financial Group L…

INVESTMENT | August 13 2020 12:30PM
IIROC fines firm $500,000

A Hearing Panel of the Investment Industry Regulatory Organization of Canada has sanctioned a firm $500,000 plus costs f…

INVESTMENT | July 06 2020 01:39PM
Richardson GMP, Cormark Securities form strategic alliance

Richardson GMP and Cormark Securities Inc. jointly announced that the wealth management firm and investment dealer would…

LIFE INSURANCE | June 11 2020 01:00PM
Restructuring costs impact GMP Capital’s quarterly results

GMP Capital Inc. announced its first quarter results April 30, which show the company reported a net loss from continuin…

LIFE INSURANCE | May 04 2020 09:31AM
Calgary advisor fined $100,000

The Investment Industry Regulatory Organization of Canada has suspended an investment advisor for two and half years and…

INVESTMENT | April 24 2019 11:30AM
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Charyl Galpin re-appointed IIAC Board Chair

The Investment Industry Association of Canada (IIAC) has announced its 2018-19 Board of Directors, including the re-appo…

LIFE INSURANCE | June 08 2018 09:45AM
The Rising Stars of the insurance and investment industries — Making an impact

Financial planner, Jay Gangnes started his career as a captive agent 15 years ago. Five years later he launched his own …

LIFE INSURANCE | April 24 2018 09:00AM