MFDA settles with two advisors who used pre-signed forms
On May 27, the Mutual Fund Dealers Association (MFDA) announced that it had approved two separate settlement agreements …
Careful consideration required before commuting a pension plan
With interest rates stubbornly low and the future of Canada’s pension plan system anyone’s guess, those who have the opt…
Lack of regulation impacts consumer protection
An unregulated fi nancial services industry and its current compensation structure present barriers to consumer protecti…
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