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Photocopied signatures, pre-signed and altered forms costs agent $18,000

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By Kate McCaffery | Dec. 20, 2023, 10:53 a.m.
Flash | SUN LIFE FINANCIAL | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Regulation | Disciplinary Decisions 
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Supervision costs and fine imposed by firm adds $9,700 to regulator’s penalties.

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Flash
SUN LIFE FINANCIAL
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Regulation
Disciplinary Decisions