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Disciplinary Decisions

Stay up to date on disciplinary decisions!

Misappropriation leads to $10,000 fine
Forged claims experience letters earns former agent maximum allowable penalty
Ontario regulator levies $100,000 penalty for unlicensed activity
Former agency fined for not maintaining liability insurance
Fraudulent vehicle insurance claim ends with charges and sanctions
Penalty ordered in education cheating scheme
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Multiple Manitoba clients left uninsured
Council suspends agent who solicited clients in addiction treatment
Falsified documents and flippant attitude not enough to merit financial sanctions
Ability to self-correct viewed favourably by regulator
Regulator continues to sanction agents linked to vehicle export market
Manitoba the first to sanction agent in pre-authorized payment case
Agent fined after unknown salespersons falsify documents
Supervision ordered for agent who coached clients to hide substance abuse histories
Agent attempts to evade discipline by registering in another province
Retired agent sanctioned for sloppy and misleading business practices
Prize-motivated agent caught insuring clients without their consent
Agent suspended for ignoring audit
Agent who misused agency’s credit card thrown out of the industry for three years
Manitoba adjuster fined $100,000 in Ontario
Regulator revokes license when agent fails to respond to investigation
Sanctions pile up for agents caught issuing and cancelling policies
Agent accused of taking $2-million from clients loses license
Manitoba agent fined for not disclosing outside employment
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Fraudulent benefits claims end in five-year license suspension
Regulator continues crackdown on agents who insured cars for grey market export
Agent’s license revoked in misappropriation case
Agent thrown out of industry for paying commissions to sanctioned non-licensee
Making misstatements to regulator increases penalty in continuing education case
Money laundering and tax evasion discussed in recent sanctioning decisions
Agent sanctioned over cancelled Autoplan policies issued for exported cars
Former public accountant sanctioned by multiple regulators
Agent fined for commission splitting with unlicensed, sanctioned representative
Penalty for rebating premiums to 27 clients totals $17,000
Agent fined for missing two years of continuing education credits
CIBC fined by life insurance regulator
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