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Remedial education and fine ordered for branch manager

By Kate McCaffery | Oct. 25, 2022, 12:30 p.m.

Dealing representative also prohibited from acting as branch manager for 18 months after the discovery of pre-signed forms.

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Pre-signed and altered forms cost representative $25,000

Firm fined $175,000 plus costs

Private equity eyeing the insurance sector

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Remedial education and fine ordered for branch manager

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