Tim Prescott's successor is about to wrap up the transfer of Excel Private Wealth clients and is forming his Québec team…

A former rep has been fined and banned for a period of five years.

Quadrus admitted that its internal dealer incentive and sales practices excluding the sale of third-party mutual funds f…

Once approved by the regulators, the merger will create one of the largest independent brokerages in Canada.

Four of the reps being disciplined come from the same firm.

He engaged in illegal tipping and insider trading in the shares of WeedMD Inc.

Advisor admitted to borrowing money from client against MFDA rules.