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Representative pays $19,000 fine plus costs for photocopied signature pages

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By Kate McCaffery | Aug. 1, 2023, 10:33 a.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | QUADRUS | Disciplinary Decisions 
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Regulator warns that those who engage in similar conduct will face meaningful penalties.

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
QUADRUS
Disciplinary Decisions