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Pre-signed forms met with very different sanctions in different cases

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By Kate McCaffery | July 27, 2023, 3:30 p.m.
Flash | SCOTIA BANK | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | QUADRUS | Disciplinary Decisions 
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35 pre-signed forms costs representative $10,000; thousands of forms attracts $70,000 sanction.

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Flash
SCOTIA BANK
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Disciplinary Decisions