Regulators work together on title protection to eliminate regulatory duplication.

Markham, Ontario representative also the ultimate designated person and chief compliance officer.

Fall request for proposal planned to find new education services vendor.

Newly published information returns available, must be completed by March 31.

Dealing representative also prohibited from acting as branch manager for 18 months after the discovery of pre-signed for…

The Canadian Securities Institute's Designated Financial Services Advisor (DFSA) designation can now be a credential for…

There are now four credentialing bodies in Ontario who can grant and oversee the titles of Financial Planner and Financi…