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List of transgressions attracts $25,000 fine

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By Kate McCaffery | Feb. 26, 2024, 10:10 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | INVESTORS GROUP | Disciplinary Decisions 
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Representative attempts to pay off client following complaint.

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CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
INVESTORS GROUP
Disciplinary Decisions