Company tag
INVESTORS GROUP
25 Articles
Compensating clients directly leads to termination, suspension and fine
February 27, 2024
List of transgressions attracts $25,000 fine
February 26, 2024
Regulator sanctions agent twice for same infractions
January 11, 2024
Financial confidence holds but Canadians are pessimistic
November 29, 2023
Failure to follow policies and procedures lands advisor in hot water
August 15, 2023
British Columbia joins other jurisdictions in banning W.H. Stuart principal
April 14, 2023
Misappropriation results in permanent ban, $315,000 fine and costs
December 16, 2022
Advisor fined $525,000
August 25, 2022
