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Compensating clients directly leads to termination, suspension and fine

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By Kate McCaffery | Feb. 27, 2024, 9:59 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | INVESTORS GROUP | Disciplinary Decisions 
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Failing to report client complaints, misleading firm results in six-month ban and $20,000 fine.

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Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
INVESTORS GROUP
Disciplinary Decisions