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Institute says dealers should be exempt from draft regulation

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By Kate McCaffery | Feb. 22, 2023, 10:49 a.m.
Flash | THE INVESTMENT FUNDS INSTITUTE OF CANADA (IFIC) | CANADIAN SECURITIES ADMINISTRATORS (CSA) | AUTORITÉ DES MARCHÉS FINANCIERS (AMF) | CONSEIL DES FONDS D’INVESTISSEMENT DU QUÉBEC (CFIQ) | Regulation | Analytic 

Photo: Freepik | pressfoto

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Response to Quebec’s regulator about complaints handling calls for harmonization.

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Related topics …
Flash
THE INVESTMENT FUNDS INSTITUTE OF CANADA (IFIC)
CANADIAN SECURITIES ADMINISTRATORS (CSA)
AUTORITÉ DES MARCHÉS FINANCIERS (AMF)
CONSEIL DES FONDS D’INVESTISSEMENT DU QUÉBEC (CFIQ)
Regulation
Analytic