Institute says dealers should be exempt from draft regulation

Response to Quebec’s regulator about complaints handling calls for harmonization.

INVESTMENT | February 22 2023 10:49AM
Quebec arm of investment funds organization re-elects chair

CFIQ also has two new members on its board.

SOCIETY | September 02 2022 05:09PM
Investment funds industry association weighs in on single regulator

Response to regulators says 45-day consultation period insufficient for providing comments on several important issues, …

INVESTMENT | June 28 2022 10:50AM
Incorporation of mutual fund advisors not part of new SRO’s agenda

Quebec regulator, the AMF, clarified the transition to the new framework.

INVESTMENT | May 31 2022 10:22AM
Timeline announced for creation of new self-regulatory organization

The Canadian Securities Administrators has established a timeline for the creation of a new SRO, consolidating the MFDA …

INVESTMENT | November 19 2021 10:30AM
Advertisement
Industry groups respond to regulators’ self-regulatory organization consultation paper

Investment industry groups have offered differing opinions about how the Canadian Securities Administrators should go ab…

INVESTMENT | October 06 2021 09:41AM
Disclosure has changed behavior, but more work remains to be done, says Paul Bourque

The CEO of the Investment Funds Institute of Canada (IFIC), Paul Bourque says that while CRM2 rules have changed investo…

LIFE INSURANCE | April 30 2018 11:30AM