Response to Quebec’s regulator about complaints handling calls for harmonization.
CFIQ also has two new members on its board.
Response to regulators says 45-day consultation period insufficient for providing comments on several important issues,
Quebec regulator, the AMF, clarified the transition to the new framework.
The Canadian Securities Administrators has established a timeline for the creation of a new SRO, consolidating the MFDA
Investment industry groups have offered differing opinions about how the Canadian Securities Administrators should go ab
The CEO of the Investment Funds Institute of Canada (IFIC), Paul Bourque says that while CRM2 rules have changed investo