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Hiding complaints, compensating clients directly ends in termination and sanctions

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By The IJ Staff | May 27, 2022, 4:20 p.m.
Flash | SUN LIFE FINANCIAL | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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Sun Life fires dealing representative, regulator levies fines and other sanctions in case where rep covered up complaints about his unsuitable advice.

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Related topics …
Flash
SUN LIFE FINANCIAL
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Disciplinary Decisions