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Fines totalling $1 million levied against former representative

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By Kate McCaffery | Jan. 10, 2022, 10:04 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MD FINANCIAL MANAGEMENT | Regulation | Disciplinary Decisions 
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She was found to have falsified signatures more than 160 times to misappropriate $775,000 from six elderly clients.

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Related topics …
Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
MD FINANCIAL MANAGEMENT
Regulation
Disciplinary Decisions