Sign in
FREE Membership Sign in
MENU

Fines totalling $1 million levied against former representative

By Kate McCaffery | Jan. 10, 2022, 10:04 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MD FINANCIAL MANAGEMENT | Regulation | Disciplinary Decisions 
She was found to have falsified signatures more than 160 times to misappropriate $775,000 from six elderly clients.

This article is reserved to PRO Level subscribers

Discover the PRO Level
Advertisement
The most popular in Life Insurance
IG Wealth announces appointments and promotions
Group insurance sales rebound in fourth quarter
Great-West Lifeco’s net earnings up 8.9 per cent
Headlines
Top Certified Financial Planner exam-takers recognized
Percentage of underinsured women continues to rise
MIB acquiring the APEXA compliance platform
Advertisement
Related topics …
Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
MD FINANCIAL MANAGEMENT
Regulation
Disciplinary Decisions