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More than five years of improperly altered client forms results in sanction

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By Kate McCaffery | Feb. 23, 2024, 10:36 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | INVESTIA | Disciplinary Decisions 
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Regulator fines dealing representative $28,000, reserves decision on costs.

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CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
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Disciplinary Decisions