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Investors Group rep sanctioned for posting confidential client information to WeChat

By The IJ Staff | June 23, 2022, 10:40 a.m.

Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | INVESTORS GROUP | Disciplinary Decisions

Used vulnerable client’s investment statement as marketing collateral on social media platform.

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