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IIROC publishes advisor survey results in support of single SRO

By Kate McCaffery | November 05 2020 01:42PM
Flash | CANADIAN SECURITIES ADMINISTRATORS (CSA) | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Regulation | Compliance 

Photo: Freepik

The Investment Industry Regulatory Organization of Canada released two studies, which suggest that regulatory burden and silos create unnecessary challenges for advisors and dealers alike.

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Flash
CANADIAN SECURITIES ADMINISTRATORS (CSA)
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Regulation
Compliance