Sign in
FREE Membership Sign in
MENU

PEAK Securities fined $130,000

By The IJ Staff | September 18 2020 02:35PM
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | PEAK | Disciplinary Decisions 
PEAK Securities Inc. is the latest PEAK Financial Group Inc. subsidiary to be hit with regulatory fines and sanctions.

This article is reserved to PRO Level subscribers

PRO Level’s multiple privileges

For only $9.95/month

  • Checkmark Access to Flash news including: scoops, people on the move, disciplinary decisions, magazine supplements, exclusive reports and financial tables.
  • Checkmark Insurance Journal and its original content in paper and digital versions.
  • Checkmark Substantial discounts on all of our other products and services, including our annual events.
  • Checkmark PRO Level access on Portail-assurance.ca which offers you the same privileges as mentioned above, but in French for the Quebec market.
Advertisement
The most popular in Investment
Alterna-Member Savings merger now official
Bernard Letendre takes on global responsibilities at Manulife
Mackenzie launches new fund
Headlines
CI vice-president moves to Groupe Cloutier
RBC GAM expands fixed income product lineup
Annuity products: 14 insurers in the game
Advertisement
Related topics …
Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
PEAK
Disciplinary Decisions