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PEAK Securities fined $130,000

By The IJ Staff | September 18 2020 02:35PM
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | PEAK | Disciplinary Decisions 
PEAK Securities Inc. is the latest PEAK Financial Group Inc. subsidiary to be hit with regulatory fines and sanctions.

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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
PEAK
Disciplinary Decisions