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PEAK sanctioned by MFDA for failing to investigate misconduct

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By The IJ Staff | Aug. 7, 2020, 2:17 p.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | PEAK | Disciplinary Decisions 
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The MFDA has fined PEAK Investment Services. The firm admitted that it did not appropriately investigate or report approved persons accused of misconduct.

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MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
PEAK
Disciplinary Decisions