Sign in
FREE Membership Sign in
MENU

Mackie and portfolio manager fined for failing to adequately supervise

By The IJ Staff | November 26 2020 12:26PM
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MACKIE RESEARCH CAPITAL CORPORATION (MRCC) | Disciplinary Decisions 
Investment firm Mackie Research Capital Corporation has been fined $75,000 and costs of $10,000.

This article is reserved to PRO Level subscribers

PRO Level’s multiple privileges

For only $9.95/month

  • Checkmark Access to Flash news including: scoops, people on the move, disciplinary decisions, magazine supplements, exclusive reports and financial tables.
  • Checkmark Insurance Journal and its original content in paper and digital versions.
  • Checkmark Substantial discounts on all of our other products and services, including our annual events.
  • Checkmark PRO Level access on Portail-assurance.ca which offers you the same privileges as mentioned above, but in French for the Quebec market.
Advertisement
The most popular in Investment
Alterna-Member Savings merger now official
Bernard Letendre takes on global responsibilities at Manulife
Mackenzie launches new fund
Headlines
Applied Systems acquires American competitor
ETF sales beat mutual fund sales by more than $10-billion in 2020
Horizons ETFs to introduce psychedelics-focused exchange traded fund
Advertisement
Related topics …
Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
MACKIE RESEARCH CAPITAL CORPORATION (MRCC)
Disciplinary Decisions