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Mackie and portfolio manager fined for failing to adequately supervise

By The IJ Staff | Nov. 26, 2020, 12:26 p.m.
Flash | MACKIE RESEARCH CAPITAL CORPORATION (MRCC) | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | Disciplinary Decisions 
Investment firm Mackie Research Capital Corporation has been fined $75,000 and costs of $10,000.

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Flash
MACKIE RESEARCH CAPITAL CORPORATION (MRCC)
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
Disciplinary Decisions